Registration Details

Registration Details under SEBI Circular dated April 06, 2023

In accordance with the requirements of the SEBI circular dated April 06, 2023, the following details are disclosed for the information of clients and prospective clients:

1. Registered Research Analyst Information

• Name as per SEBI Registration: Vibhuti Sharma
• SEBI Registration Number: INH000025647
• Brand Name: ProfitPulseByVee
• Registered Office Address: H. No. 105, Nehru Nagar, Gali A-2 BLK, West Sant Nagar, Burari, New Delhi, National Capital Territory of Delhi, 110084

2. Contact Details

• Office Phone Number: +91 9354433985
• Email Address: vibhutisharma.research@gmail.com
• Website: www.vibhutisharma.com

3. Compliance Officer Details

• Name: Vibhuti Sharma
• Designation: Compliance Officer
• Contact Number: +91 9953824704
• Email Address: vibhutisharma.research@gmail.com

4. Grievance Officer Details

• Name: Vibhuti Sharma
• Designation: Grievance Officer
• Contact Number: +91 9953824704
• Email Address: vibhutisharma.research@gmail.com

Disclosure

Compliance With Regulation 19, SEBI (Research Analysts) Regulations, 2014

This document outlines key information about the research services provided by Vibhuti Sharma, to help clients make well-informed decisions before subscribing to our services. Please read this document carefully to understand the scope of services, limitations, and associated risks.

The Research Analyst has been registered since April 01, 2026, and specializes in providing independent research recommendations related to securities. These services are designed to provide insights and recommendations to assist clients in making informed investment decisions.

1. Scope of Research Services

• Services are strictly limited to providing independent research and recommendations on securities.
• No financial planning, portfolio management, or investment advisory services are offered.
• Recommendations are based on independent research and analysis and do not guarantee specific returns.
• Clients are advised to conduct their own due diligence before acting on any recommendation.
• Investments in financial markets involve inherent risks, and past performance is not indicative of future results.

2. Litigation and Disciplinary Actions

As of the current date, no material legal or regulatory actions have been initiated or are pending against Vibhuti Sharma.

• No penalties or directions have been issued by SEBI under the SEBI Act or associated regulations concerning the research services.

3. Information Regarding Associates

There are currently no associates involved in the research or recommendation services.

4. Conflict of Interest and Transparency

Strict independence is maintained in providing research recommendations to avoid any potential conflict of interest. The following disclosures apply:

• Neither the Research Analyst nor employees trade in securities that are the subject of recommendations.
• No associates or close relatives hold 1% or more beneficial ownership in the securities discussed.
• No financial or material interest exists in the securities recommended.
• No involvement in managing or co-managing any public offering of securities of the subject company.
• No compensation has been received from the subject company for investment banking or brokerage services.
• No other compensation has been received from the subject company or any third party in connection with the research report or recommendation.
• The subject company has not been a client during the twelve months preceding the issuance of recommendations.
• No role has been held as an officer, director, or employee of the subject company.
• No market-making activities are conducted for the recommended securities.
• Investments in the securities market are subject to market risks. Investors are advised to read all related documents carefully before investing.
• Registration granted by SEBI and certification from NISM do not guarantee performance or assure returns to investors.

5. General Commitment

Vibhuti Sharma remains committed to providing independent and unbiased research to empower clients with informed investment decisions.

Investor Charter in respect of Research Analysts (RAs)

A. Vision and Mission

Vision:
Invest with knowledge and safety.

Mission:
Every investor should be able to invest in the right investment products based on their needs, manage and monitor investments to meet their goals, access reports, and achieve financial wellness.

B. Business Activities of the Research Analyst

• Publish research reports based on research activities.
• Provide independent and unbiased views on securities.
• Offer recommendations with proper disclosure of financial interests.
• Provide recommendations based on publicly available information and analysis.
• Conduct annual audits.
• Ensure advertisements comply with SEBI Advertisement Code.
• Maintain records of interactions with clients and prospective clients.

C. Services Provided to Investors

Client Onboarding

• Sharing terms and conditions of research services.
• Completion of KYC for fee-paying clients.

Disclosures to Clients

• Provide all material information required for informed decision-making.
• Disclose use of Artificial Intelligence tools in research services.
• Disclose conflicts of interest, if any.
• Disclose third-party research conflicts or provide relevant links.

Service Standards

• Distribute research without discrimination.
• Maintain confidentiality until reports are public.
• Protect client data and privacy.
• Provide clear timelines and adhere to them.
• Give caution for high-risk financial products.
• Treat all clients fairly and with integrity.

D. Grievance Redressal Mechanism

Investors can lodge complaints through the following channels:

• SCORES Platform:
  https://scores.sebi.gov.in
• Email to designated RAASB authority.

Two-Level Review System:

• First review by RAASB
• Second review by SEBI

If unresolved, investors may use the ODR platform for dispute resolution:

• https://smartodr.in/login

For physical complaints:

Office of Investor Assistance and Education,
Securities and Exchange Board of India,
SEBI Bhavan, Plot No. C4-A, G Block,
Bandra-Kurla Complex, Bandra (E),
Mumbai – 400051

E. Rights of Investors

• Right to Privacy and Confidentiality
• Right to Transparent Practices
• Right to Fair and Equitable Treatment
• Right to Adequate Information
• Right to Continuous Disclosures
• Right to Fair and True Advertisement
• Right to Timely Grievance Redressal
• Right to Exit as per agreed terms
• Right to Guidance on High-Risk Products
• Right to Feedback on services
• Right against unfair contractual clauses

F. Responsibilities of Investors

Do’s

• Deal only with SEBI-registered Research Analysts.
• Verify SEBI registration number.
• Review disclosures before investing.
• Use banking channels for payments.
• Maintain payment records.
• Ask questions and seek clarification.
• Understand risks before investing.
• Report guaranteed return claims to SEBI.

Don’ts

• Do not hand over funds to the Research Analyst.
• Do not trust misleading advertisements.
• Do not fall for discounts or incentives.
• Do not share trading or banking credentials.

Terms & Conditions

By accessing and using this website, you agree to be bound by the following terms and conditions. Please read them carefully before using our services.

1. General Terms

• Use of this website constitutes acceptance of these terms.
• These terms may be updated at any time without prior notice.
• Continued use of the website implies acceptance of any changes.

2. Nature of Services

• Research recommendations are provided based on the selected subscription plan.
• Free trial recommendations are provided solely for demonstration purposes.
• All recommendations are based on independent research and analysis.
• These services do not constitute financial advice or portfolio management.

3. User Responsibility

• The decision to act on any recommendation is solely the responsibility of the user.
• Users are advised to conduct their own research before making investment decisions.
• Trading and investing in securities involve inherent risks, including loss of capital.

4. Limitation of Liability

• Vibhuti Sharma shall not be held liable for any gains or losses arising from the use of recommendations.
• No responsibility is accepted for losses due to market fluctuations, delays, or technical issues.
• Accuracy of information is not guaranteed, and users act at their own risk.

5. Confidentiality and Usage Restrictions

• All research reports and content are strictly for personal use only.
• Sharing, reproduction, or distribution without prior written consent is prohibited.
• Employees, associates, and clients must maintain confidentiality of all research materials.

6. Payment Policy

• No employee or associate is authorized to accept payments in personal accounts.
• Payments must be made only to the official account listed on the website.
• Offering or accepting gifts or personal benefits is strictly prohibited.

7. Account Safety

• We do not manage Demat or trading accounts.
• Users must not share login credentials, passwords, OTPs, or banking details.
• No liability will be accepted for losses arising from sharing such sensitive information.

8. Risk Disclosure

Trading in the stock market is inherently risky. All information provided on this website is for informational purposes only and should not be interpreted as a recommendation to buy or sell securities. Users accept full responsibility for their investment decisions and any resulting outcomes.

9. Intellectual Property

• All content, research, and recommendations are the intellectual property of Vibhuti Sharma.
• Unauthorized use, duplication, or distribution is strictly prohibited.

10. Acceptance of Terms

By continuing to use this website, you confirm that you have read, understood, and agreed to these Terms & Conditions.

Refund Policy

We value your association with us and strive to provide high-quality research services. Please review the following refund policy carefully before subscribing to our services.

1. No Refund for Availed Services

• All payments made are final for the services already availed.
• No refund or compensation will be provided for dissatisfaction during the active subscription period.

2. Refund for Unused Subscription Period

In accordance with applicable regulatory guidelines, clients may request cancellation of their subscription before the end of the subscription period.

• Refunds will be processed on a pro-rata basis for the unused portion.
• The refund amount will be calculated after deducting:
• Charges for services already availed
• Applicable taxes
• Administrative fees (if any)

3. No Refund Based on Market Outcomes

• No refunds will be provided based on trading results or performance of recommendations.
• Investments in securities markets are subject to market risks.
• All gains or losses arising from investment decisions are solely the responsibility of the client.

4. Acknowledgement of Terms

By subscribing to our services and making a payment, the client confirms that they have read, understood, and agreed to this refund policy, along with all related terms, disclosures, and disclaimers available on the website.

5. Contact for Assistance

For any queries or assistance regarding this refund policy, please contact:

• Phone: +91 9354433985
• Email: vibhutisharma.research@gmail.com

Anti-Money Laundering (AML) Policy

This Anti-Money Laundering (AML) Policy outlines the framework adopted by Vibhuti Sharma, a SEBI-registered Research Analyst (Registration No: INH000025647), in compliance with the Prevention of Money Laundering Act, 2002 (PMLA), applicable rules, and SEBI guidelines.

The objective of this policy is to prevent misuse of research services for money laundering or terrorist financing activities and to ensure adherence to regulatory requirements.

1. Objective

• To establish controls for detection and reporting of suspicious transactions.
• To ensure compliance with SEBI and PMLA regulations.
• To maintain transparency and integrity in all client dealings.

2. Client Acceptance Policy

• No client shall be onboarded with fictitious or anonymous identity.
• Services shall be provided only after completing required KYC formalities.
• Clients must provide valid identification documents including PAN and address proof.
• Clients shall be screened against regulatory and sanctions lists.

3. Client Due Diligence (CDD)

• Client identity shall be verified using reliable and independent documents.
• Any discrepancy in client information shall be escalated to the Compliance Officer.
• Periodic updation of KYC details shall be carried out as per regulatory requirements.

4. Nature of Transactions

• Only service fees for research services are accepted.
• All payments must be made through legitimate banking channels.
• Cash transactions are strictly prohibited.

5. Monitoring and Reporting

Monitoring

• Transactions are monitored to identify any unusual or suspicious activity.

Reporting

• Suspicious transactions shall be reported to the Compliance Officer.
• Further reporting shall be made to appropriate authorities such as FIU-IND, if required.
• Confidentiality of such reporting shall be strictly maintained.

6. Maintenance of Records

• Client records, including KYC and transaction details, shall be maintained for a minimum of 10 years.
• Records shall be securely stored and made available to regulatory authorities when required.

7. Roles and Responsibilities

• Principal Officer: Vibhuti Sharma
• Contact: +91 9953824704
• Email: vibhutisharma.research@gmail.com